Résultats de recherche pour "Christopher C. Nicholls"

With a focus on the duties of Canadian stockbrokers to their clients as set out in securities legislation and regulations, the rules of self-regulatory organizations and judicial and administrative decisions, this new publication is destined to become a must-read resource.

This book provides a complete overview of how Canadian financial systems are structured and regulated. The author has written a concise, easy-to-understand introduction to the concepts, issues and objectives underlying the federal regulation of our financial institutions.