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Search Results for "Christopher C. Nicholls"
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Duties of Securities Brokers in CanadaRelease date February 05, 2021With a focus on the duties of Canadian stockbrokers to their clients as set out in securities legislation and regulations, the rules of self-regulatory organizations and judicial and administrative decisions, this new publication is destined to become a must-read resource.Publisher LexisNexis CanadaISBN/ISSN 9780433490616In Stock$225.00
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Financial Institutions - The Regulatory FrameworkRelease date October 31, 2008This book provides a complete overview of how Canadian financial systems are structured and regulated. The author has written a concise, easy-to-understand introduction to the concepts, issues and objectives underlying the federal regulation of our financial institutions.Publisher LexisNexis CanadaISBN/ISSN 9780433451433In Stock$355.00