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Annotated Alberta Securities Legislation, 2025 Edition (2 Volumes)

This book provides essential information for practitioners dealing with securities laws in Alberta, including full text of the Alberta Securities Act with extensive case law annotations.
Publication Language: English

Softcover | 2 Volumes | Approx. 3,400 pages | Annual – Standing Order Terms Apply

This Product is on PreOrder
Published: August 30, 2024
ISBN/ISSN: 9780433533603

Product description

Annotated Alberta Securities Legislation provides you with the most accurate and current information on the Alberta securities regulatory scheme, including:

  • Full text of the Alberta Securities Act and Regulation
  • Alberta Securities Commission (ASC) Rules, Forms, Policies, and Notices
  • National Instruments and Policy Statements
  • Canadian Securities Administrators (CSA) Notices

The 2025 Edition of Annotated Alberta Securities Legislation provides essential information for practitioners dealing with securities laws in Alberta, featuring:

  • Extensive case annotations throughout the Alberta Securities Act, prepared by securities law expert L. Daniel Wilson
  • Cross-references to related provisions and relevant regulatory instruments to help you conduct accurate research
  • Tables of Concordance to help you quickly compare requirements in different jurisdictions
  • A Case Table and Topical Index to help you find relevant references quickly and easily

What’s New in the 2025 Edition

  • Amendments to NI 14-101 Definitions, in force September 13, 2023
  • New CSA Staff Notice 21-333 Crypto Asset Trading Platforms: Terms and Conditions for Trading Value-Referenced Crypto Assets with Clients, issued October 5, 2023
  • New CSA/CIRO Staff Notice 23-332 Summary of Comments and Responses to CSA/IIROC Staff Notice 23-329 Short Selling in Canada, issued November 16, 2023
  • New CRA/CIRO Staff Notice 31-363 Client Focused Reforms: Review of Registrants’ Conflicts of Interest Practices and Additional Guidance, issued August 3, 2023
  • Amendments to NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions, NI 44-102 Shelf Distributions, and NI 44-103 Post-Receipt Pricing, effective April 16, 2024
  • Revised ASC Blanket Order 45-538 Self-Certified Investor Prospectus Exemption, effective April 1, 2024
  • Revised CSA Staff Notice 81-334 ESG-Related Investment Fund Disclosure, issued March 7, 2024
  • New CSA Multilateral Staff Notice 81-337 Targeted Continuous Disclosure Review and Guidance for Independent Review Committees for Investment Funds, issued March 21, 2024
  • Amendments to the Alberta Securities Commission Rules (General), in force October 30, 2023

Annotations by:
L. Daniel Wilson, J.D., LL.M., PhD.

Some annotations provided courtesy of McCarthy Tétrault LLP and originally published in Annotated Ontario Securities Legislation or Annotated British Columbia Securities Legislation.


Featured Authors

Table of contents

 Tables of Concordance

Securities Act

Securities Regulation

Securities Rules

National and ASC Policy Documents

National Policy Statements

Table of Cases

Topical Index