Annotated Ontario Securities Legislation, 59th Edition, 2024 (2 Volumes)
This book provides essential information for practitioners dealing with securities laws in Ontario, including full text of the Ontario Securities Act, Ontario Securities Commission Rules, Policies, and Notices, National Instruments and Policy Statements, and Rules of Procedure.
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Annotated Ontario Securities Legislation, 59th Edition, 2024 provides essential information for practitioners dealing with securities laws in Ontario, including:
- Full text of the Ontario Securities Act and Regulation
- Ontario Securities Commission (OSC) Rules, Policies, and Notices
- National Instruments and Policy Statements
- Canadian Securities Administrators (CSA) Notices
- Rules of Procedure and Forms
Now in its 59th Edition, Annotated Ontario Securities Legislation continues to provide you with current changes to the Ontario securities regulatory scheme, plus extensive annotations from Canada’s top securities law experts at McCarthy Tétrault LLP.
What’s New in the 59th Edition:
- New National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+), Companion Policy 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+), and Multilateral Instrument 13-102 System Fees, in force June 9, 2023
- New CSA Staff Notice 21-332 Crypto Asset Trading Platforms: Pre-Registration Undertakings, issued February 22, 2023
- New OSC Coordinated Blanket Order 24-930 Temporary Exemption from certain filing requirements of National Instrument 24-101 Institutional Trade Matching and Settlement, effective July 2, 2023
- Amendments to National Instrument 45-106 Prospectus Exemptions and Companion Policy 45-106CP Prospectus Exemptions, in force March 8, 2023
- New CSA Staff Notice 45-330 Frequently Asked Questions about the Listed Issuer Financing Exemption, issued June 1, 2023
- New OSC Staff Notice 52-724 Considerations for Public Accounting Firms in Developing Internal Ethics Policies and Procedures, issued June 28, 2023
René R. Sorell
Sean D. Sadler
Cristian O. Blidariu
Victoria de Luna
Table of contents
Tables of Concordance
Regulation 1015 Under the Securities Act
National and OSC Policy Documents
National and OSC Policy Documents
National Policy Statements
Uniform Act Policies
Ontario Securities Commission Policy Statements
Blanket Orders and Rulings
Rules of Procedure and Forms
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