Annotated Alberta Securities Legislation, 2021 Edition
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Annotated Alberta Securities Legislation provides you with the most accurate and current information on the Alberta securities regulatory scheme, including:
- Full text of the Alberta Securities Act and Regulation
- Alberta Securities Commission (ASC) Rules, Forms, Policies, and Notices
- National Instruments and Policy Statements
- Canadian Securities Administrators (CSA) Notices
The 2021 Edition of Annotated Alberta Securities Legislation provides essential information for practitioners dealing with securities laws in Alberta, featuring:
- Extensive case annotations throughout the Alberta Securities Act, prepared by securities law expert L. Daniel Wilson
- Cross-references to related provisions and relevant regulatory instruments to help you conduct accurate research
- Tables of Concordance to help you quickly compare requirements in different jurisdictions
- A Topical Index to help you find relevant references quickly and easily
- A Case Table to help you navigate quickly to relevant case annotations
What’s New in the 2021 Edition
- Amendments to National Instrument 21-101 Marketplace Operation and Companion Policy 21-101CP relating to reporting requirements, effective September 14, 2020
- New CSA Staff Notice 21-327 Guidance on the Application of Securities Legislation to Entities Facilitating the Trading of Crypto Assets, issued January 16, 2020
- New CSA Staff Notice 43-310 Confidential Pre-File Review of Prospectuses (for non-investment fund issuers), issued March 5, 2020
- Amendments to National Instrument 44-102 Shelf Distributions and Companion Policy 44-102CP relating to at-the-market distributions, effective August 31, 2020
- New ASC Blanket Order 45-521 Start-up Crowdfunding Registration and Prospectus Exemptions, adopted October 2, 2019
L. Daniel Wilson, J.D., LL.M.
Some annotations provided courtesy of McCarthy Tétrault LLP and originally published in Annotated Ontario Securities Legislation or Annotated British Columbia Securities Legislation.
Table of contents
Tables of Concordance
National and ASC Policy Documents
National Policy Statements
Table of Cases
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