Securities Law Category
This service includes the Ontario Securities Act and Regulations, a Table of Concordance between the old and current Acts and Regulations of Ontario, Table of Concordance between Securities Acts of Ontario, B.C., Alberta and Quebec Indexes for the Act and Regulations and a Table of Contents of National Policy Statements. Who Should Buy ...
Author : Lazar Sarna & Philip Petraglia
Annotated Securities Transfer Act (Ontario), 2012 Edition is the only legal source you need for in-depth guidance to the Securities Transfer Act, 2006 . Since its coming into force on January 1, 2007, counterpart legislation has been enacted in the majority of the other Canadian provinces and territories. With section-by-section commentary and ...
Author : Mohamed F. Khimji, LL.B., LL.M.
The U.S. Sarbanes-Oxley Act (SOX) was enacted in 2002 in response to a number of well-publicized corporate scandals. The purpose of the Act is to protect the interests of investors by addressing several concerns including: the certification of financials, disclosure requirements, and auditing and corporate governance standards. Currently, SOX ...
Author : General Editors: Poonam Puri & Leslie McCallum
In one of Canada 's foremost treatises on the subject, experts Professor David Johnston and Kathleen Doyle Rockwell provide an authoritative exploration of the Canadian securities system, its historical underpinnings and the practical ramifications of its administration and enforcement.
Author : David Johnston, C.C. & Kathleen Doyle Rockwell, B.Comm., LL.B., LL.M.
This text covers all four areas of corporate crime: offences pertaining to competition law, securities regulation, commercial fraud, and bribery and corruption. While most other legal textbooks discuss commercial crime, this book explores crimes committed by the corporation.
Author : Gordon Kaiser, FCIArb.