Chapter 1 – Competition Law
1.01 – Introduction
1.02 – Jurisdiction
1.03 – Administration and Enforcement
1.04 – Agreements to Restrict Competition
1.05 – Misleading Advertising and Deceptive Marketing
1.06 – Exemptions
1.07 – Criminal Remedies
1.08 – Civil Liability
1.09 – Tables and Appendices
Appendix A – Private Actions
Appendix B – Conspiracy (Section 45, formerly section 32)
Appendix C – Price Maintenance
Appendix D – Multi-Level Marketing and Pyramid Selling
Appendix E – False and Misleading Advertising and Telemarketing
Appendix F – Bid-Rigging
Appendix G – Administrative Monetary Penalty (AMP)

Chapter 2 – Securities Regulation
2.01 – Introduction
2.02 – Ontario Securities Law Offences
2.03 – Related Criminal Code Offences
2.04 – Investigations — Part IV of the Ontario Securities Act
2.05 – Defences
2.06 – Fines and Sentencing
2.07 – Liability of Directors and Officers
2.08 – Civil Liability
2.09 – Class Actions
2.10 – Tables and Appendices
Table 2.01 – Table of Fines and Sentences for Securities Offences
Table 2.02 – Sample List of Judgments by Offence
Table 2.03 — Table of Administrative Sanctions for Securities Violations (Decisions: January 2005-June 2011)
Table 2.04 — Table of Administrative Sanctions for Securities Violations – Settlement Agreements (January 2005-December 2011)

Chapter 3 – Fraud
3.01 – Introduction
3.02 – Substantive Law
3.03 – Related Offences
3.04 – Investigations
3.05 – Defences
3.06 – Fines and Sentencing
3.07 – Liability of Officers and Directors
3.08 – Civil Fraud
3.09 – Class Actions
3.10 – Tables and Appendices
Table 3.01 — Table of Fines and Sentences for Fraud and Its Related Offences
Table 3.02 — Rate of Total Crimes by Offence
Table 3.03 — Rate of Total Persons Charged by Offence
Table 3.04 — Sample List of Judgments for Fraud and its Related Offences
Appendix 3.01 — Statutory Provisions in the Criminal Code for Fraud and its Related Offences
Appendix 3.02 — Statutory Provisions of the Competition Act for Offences Related to Fraud
Appendix 3.03 — Statutory Provisions of the Income Tax Act for Offences Related to Fraud
Appendix 3.04 — Statutory Provisions of the Bankruptcy and Insolvency Act for Offences Related to Fraud

Chapter 4 – Bribery and Anti-Corruption
4.01 – Introduction
4.02 – The Canadian Legislation
4.03 – The American Legislation
4.04 – The UK Legislation
4.05 – The Major Differences
4.06 – Tables and Appendices
Appendix I:
Table A – United States – Prosecution and Settlements
Table B – United States – Civil Action
Table C – Canada – Prosecutions and Settlements
Appendix II: AIPN 2012 Model International Joint Operating Agreement, Article 20.1, Exhibit G.
Appendix III: Corruption of Foreign Public Officials Act, S.C. 1998, c. 34

Gordon Kaiser, FCIAbr.

Gordon Kaiser, FCIArb., is an independent arbitrator in domestic and international energy, infrastructure and commercial contract disputes. He served as Vice Chairman of the Ontario Energy Board for six years and has advised the Alberta Utilities Commission on settlements with the Market Surveillance Administrator.

He was a visiting Professor in the University of Toronto Law and Economics Program for one year and served as an Adjunct Professor at both Queens University and the University of Toronto for ten years. He is the author of Competition Law in Canada and Canadian Energy Law and Policy.

Mr. Kaiser has appeared in the Courts of Ontario, New Brunswick, Nova Scotia, and Newfoundland as well as the Federal Court of Canada and the Supreme Court of Canada. He has appeared in regulatory proceedings in six provinces as well as a number of Federal Tribunals. Mr. Kaiser has acted for the Commissioner of Competition and the Attorney General of Canada in criminal and civil competition law matters, as well as acted as defence counsel in a number of competition cases.

Mr. Kaiser is a Fellow of the Chartered Institute of Arbitrators, the Advocates Society, the International Bar Association, the Energy Bar Association, the International Chamber of Commerce Canadian Arbitration Committee, the London Court of International Arbitration, and the Association of International Petroleum Negotiators. In 2011 he was named Energy Lawyer of the Year by the Energy Law Forum.