Canadian Securities Regulation, 4th Edition
In one of Canada 's foremost treatises on the subject, experts Professor David Johnston and Kathleen Doyle Rockwell provide an authoritative exploration of the Canadian securities system, its historical underpinnings and the practical ramifications of its administration and enforcement.
Products to Consider
Annotated Securities Transfer Act (Ontario), 2012 Edition
Annotated Securities Transfer Act (Ontario), 2012 Edition is the only legal source you need for in-depth guidance to the Securities Transfer Act, 2006 . Since its coming into force on January 1, 2007, counterpart legislation has been enacted in the majority of the other Canadian provinces and territories. With section-by-section commentary and ...
Canadian Companies' Guide to the Sarbanes-Oxley Act
The U.S. Sarbanes-Oxley Act (SOX) was enacted in 2002 in response to a number of well-publicized corporate scandals. The purpose of the Act is to protect the interests of investors by addressing several concerns including: the certification of financials, disclosure requirements, and auditing and corporate governance standards. Currently, SOX ...
Corporate Governance and Securities Regulation in the 21st Century
This book is a compilation of essays written by lawyers who were enrolled in a corporate governance seminar in 2002 as a part of the Part-Time Master of Laws program in Securities Law at Osgoode Hall Law School. The contributors include securities lawyers at major Canadian law firms, provincial securities commissions, self-regulatory organizations ...
Financial Institutions - The Regulatory Framework
This book provides a comprehensive overview of how Canadian financial systems are structured and regulated. Author Christopher Nicholls has taken this complex and daunting subject and has written a concise, easy-to-understand introduction to the concepts, issues and objectives underlying the federal regulation of our financial institutions.
Henderson on Derivatives, 2nd Edition
An authoritative and practical major work, giving you an accurate and insightful guide to the full spectrum of derivatives, from the simplest to the most complex, as well as the law, regulation, documentation and practice surrounding them. This is the standard work on the subject for both novice and experienced practitioners alike. The first ...